Nga Wan Yip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Wan Yip (葉雅雲), a licensed Responsible Officer with CE reference AJK926. Currently licensed at 2 firm(s): Tiger Faith Asset Management Limited, Tiger Faith Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-06-19 | present |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
RO | Type 9 - Asset management | 2023-06-19 | present |
| Tiger Faith Securities Limited 駿達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-04 | present |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-04 | 2023-06-19 |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-09-04 | 2023-06-19 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Nga Wan Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Hei Fung | Tiger Faith Asset Management Limited | 2020–present |
| Hoi Cheung Wong | Tiger Faith Asset Management Limited | 2020–present |
| Andrew Koon Hung To | Tiger Faith Asset Management Limited | 2021–present |
| Wing Kwan Hung | Tiger Faith Asset Management Limited | 2022–present |
| Chung Hoi Yang | Tiger Faith Securities Limited | 2021–2024 |
| Lai Ping Hung | Tiger Faith Asset Management Limited | 2020–2023 |
| Horace Hoi Hung Wong | Tiger Faith Asset Management Limited | 2020–2022 |
| Tin Yau Kung | Tiger Faith Securities Limited | 2021 |
| Alvin Tin Yam Wong | Tiger Faith Asset Management Limited | 2022 |
| Raymond Wing Yin Wong | Tiger Faith Securities Limited | 2026–present |