Simon Wai On Cheung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Wai On Cheung (張偉安), a licensed Responsible Officer with CE reference AJK782. Currently licensed at 1 firm(s): CC Kingdom Corporate Finance Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 20.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-09 | present |
| CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-06-10 | present |
| Kingdom Securities Limited 國權證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-02 | 2021-11-29 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-02 | 2019-12-31 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-04-24 | 2019-12-31 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-04-11 | 2017-04-24 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-06-29 | 2017-03-31 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-10-02 | 2014-11-19 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-03-22 | 2008-10-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Wai On Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.