Xinrong Xiang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinrong Xiang (向新榮), a licensed Responsible Officer with CE reference AJJ462. Currently licensed at 2 firm(s): CMBC Securities Company Limited, CMBC Asset Management Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.7 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 - Advising on securities | 2024-01-09 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-11 | present |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-07-11 | present |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 9 - Asset management | 2019-07-11 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-18 | 2019-07-11 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-18 | 2019-07-11 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-03-18 | 2019-07-11 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-04-14 | 2019-03-04 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 - Dealing in securities | 2013-04-24 | 2019-03-04 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 4 - Advising on securities | 2013-04-24 | 2019-03-04 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RO | Type 9 - Asset management | 2013-02-22 | 2019-03-04 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-10-28 | 2012-12-31 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2010-06-29 | 2012-12-31 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2010-06-29 | 2012-12-31 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2010-02-26 | 2012-12-31 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2010-02-26 | 2012-12-31 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
RO | Type 1 - Dealing in securities | 2007-09-04 | 2009-12-12 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-08 | 2007-09-04 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-18 | 2006-02-18 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2005-01-18 | 2006-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xinrong Xiang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.