Alvin Chi Heng Tang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Chi Heng Tang (鄧志恆), a licensed Responsible Officer with CE reference AJB048. Currently licensed at 1 firm(s): BOCOM International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 18.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-20 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2018-11-20 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-06 | 2018-11-20 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-07 | 2018-11-20 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-07 | 2024-07-05 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-08 | 2012-06-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-08 | 2012-06-30 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-18 | 2009-06-13 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-08 | 2009-01-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-08 | 2009-01-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-03-08 | 2009-01-22 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-12 | 2004-09-03 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-08-12 | 2004-09-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alvin Chi Heng Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.