Shing Hing Simon Lo
盧成興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Hing Simon Lo (盧成興), a licensed former licensee with CE reference AIR291. This person has 12.4 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hooray Asset Management Limited 好盈資產管理有限公司 |
RO | Type 9 - Asset management | 2016-02-16 | 2024-01-11 |
| Hooray Asset Management Limited 好盈資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-02-15 | 2016-02-16 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-23 | 2009-02-17 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-05-23 | 2009-02-17 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-12 | 2007-03-30 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-12 | 2007-03-30 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-04-12 | 2007-03-30 |
| HSBC Private Trustee (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2004-04-15 | 2005-01-05 |
| HSBC Private Trustee (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2004-04-15 | 2005-01-05 |
| HSBC Private Trustee (Hong Kong) Limited | RO | Type 9 - Asset management | 2004-04-15 | 2005-01-05 |
| HSBC Private Trustee (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-15 |
| HSBC Private Trustee (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-15 |
| HSBC Private Trustee (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Hing Simon Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.