Josiah Chung Fai Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josiah Chung Fai Tam (譚仲暉), a licensed Representative with CE reference AIH357. Currently licensed at 1 firm(s): Capula Investment Management Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 20.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capula Investment Management Asia Limited | Rep | Type 1 - Dealing in securities | 2023-10-16 | present |
| Capula Investment Management Asia Limited | Rep | Type 9 - Asset management | 2023-10-09 | present |
| Capstone Investment Advisors (HK) Limited | RO | Type 9 - Asset management | 2023-07-07 | 2023-07-14 |
| Capstone Investment Advisors (HK) Limited | Rep | Type 9 - Asset management | 2022-07-28 | 2023-07-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-12 | 2022-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-12 | 2022-06-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-15 | 2019-05-08 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-15 | 2019-05-08 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-15 | 2011-12-30 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-15 | 2011-12-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-08-31 | 2008-02-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-08-31 | 2008-02-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-08-31 | 2008-02-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Josiah Chung Fai Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.