Chung Yuen Chan

陳鍾元
CE No. AIF914 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Yuen Chan (陳鍾元), a licensed Responsible Officer with CE reference AIF914. Currently licensed at 1 firm(s): RAYS Capital Partners Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.2 years of SFC licence history. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
RAYS Capital Partners Limited
睿思資本有限公司
RO Type 4 - Advising on securities 2019-11-08 present
RAYS Capital Partners Limited
睿思資本有限公司
RO Type 9 - Asset management 2019-11-08 present
RAYS Capital Partners Limited
睿思資本有限公司
Rep Type 4 - Advising on securities 2012-05-25 2019-11-08
RAYS Capital Partners Limited
睿思資本有限公司
Rep Type 9 - Asset management 2012-05-25 2019-11-08
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2010-12-31
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2010-12-31
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2005-04-22

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