Alice Ka Lee Lau
劉嘉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Ka Lee Lau (劉嘉莉), a licensed former licensee with CE reference AIF202. This person has 5.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-07 | 2009-07-31 |
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-30 | 2006-05-12 |
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 |
Rep | Type 4 - Advising on securities | 2004-05-19 | 2005-02-21 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2003-09-23 | 2004-04-30 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-18 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alice Ka Lee Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.