Vanessa Yuk Yee Lam

林玉儀
CE No. AID483 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vanessa Yuk Yee Lam (林玉儀), a licensed former licensee with CE reference AID483. This person has 6.0 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
Old Peak Limited
Rep Type 4 - Advising on securities 2006-11-03 2009-05-29
Old Peak Limited
Rep Type 5 - Advising on futures contracts 2006-11-03 2009-05-29
Old Peak Limited
Rep Type 9 - Asset management 2006-11-03 2009-05-29
UBS Securities Asia Limited Rep Type 1 - Dealing in securities Pre-2003 2006-08-26
UBS Securities Asia Limited Rep Type 4 - Advising on securities Pre-2003 2005-03-24
UBS Securities Asia Limited Rep Type 6 - Advising on corporate finance Pre-2003 2005-03-24
UBS Securities Asia Limited Rep Type 9 - Asset management Pre-2003 2005-03-24

Worked alongside

The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Vanessa Yuk Yee Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ming Sun Wan Old Peak Limited 2006–2009
Vui Ling Leong Old Peak Limited 2006–2009
Terence Luk Old Peak Limited 2006–2009
Todd David Zwaanstra Old Peak Limited 2006–2009
Jonathon Jarrod Lawless Old Peak Limited 2006–2009
Massimo Guglielmucci Old Peak Limited 2007–2009
Terman Teng Man Chan Old Peak Limited 2007–2009
Eric Tsun Szeto Old Peak Limited 2007–2009
John Zwaanstra Old Peak Limited 2008–2009
You Yao Old Peak Limited 2008–2009
Alan Keith Wightman Old Peak Limited 2006–2007
Marco Thomas Roccia Old Peak Limited 2006–2007

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