Chi Yeung Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yeung Liu (廖摯洋), a licensed Responsible Officer with CE reference AHW147. Currently licensed at 1 firm(s): United Advanced International Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.2 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| United Advanced International Capital Limited 合遠國際资本有限公司 |
RO | Type 4 - Advising on securities | 2026-01-29 | present |
| United Advanced International Capital Limited 合遠國際资本有限公司 |
RO | Type 9 - Asset management | 2026-01-29 | present |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-04-09 | 2023-12-28 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
RO | Type 9 - Asset management | 2019-04-09 | 2023-12-28 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-12 | 2019-04-09 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-03-12 | 2019-04-09 |
| Fuda Capital Limited 富達資本有限公司 |
RO | Type 4 - Advising on securities | 2019-02-13 | 2019-03-02 |
| Fuda Capital Limited 富達資本有限公司 |
RO | Type 9 - Asset management | 2019-02-13 | 2019-03-02 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-06-21 | 2019-01-30 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
RO | Type 9 - Asset management | 2017-06-21 | 2019-01-30 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-21 | 2017-06-01 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-28 | 2017-06-01 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-10-28 | 2017-06-01 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 9 - Asset management | 2016-10-28 | 2017-06-01 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-12 | 2016-10-28 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-09-12 | 2016-10-28 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-10-14 | 2016-08-22 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 9 - Asset management | 2015-10-14 | 2016-08-22 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-14 | 2015-08-07 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 9 - Asset management | 2013-02-14 | 2015-08-07 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2011-12-12 | 2013-01-31 |
| Funderstone Securities Limited | Rep | Type 9 - Asset management | 2011-12-12 | 2013-01-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-19 | 2011-10-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2010-10-19 | 2011-10-31 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-30 | 2010-09-01 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 - Asset management | 2006-06-30 | 2010-09-01 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-28 | 2006-06-19 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-04-28 | 2006-06-19 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-18 | 2006-06-19 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
Rep | Type 9 - Asset management | 2005-08-18 | 2006-06-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Yeung Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.