William Kei Leung Lee
李基樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Kei Leung Lee (李基樑), a licensed Responsible Officer with CE reference AHP766. Currently licensed at 1 firm(s): Red Cliff Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 22.8 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Cliff Asset Management Limited 赤壁資產管理有限公司 |
RO | Type 9 - Asset management | 2012-08-15 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2008-12-08 | 2012-02-28 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2008-12-08 | 2012-02-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2008-07-17 | 2009-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2008-07-17 | 2012-02-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-07-17 | 2009-11-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 4 - Advising on securities | 2008-07-17 | 2009-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2008-07-17 | 2012-02-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-07-17 | 2009-11-30 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2005-08-18 | 2012-02-28 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2005-08-18 | 2012-02-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-07-27 | 2008-07-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2004-07-27 | 2008-07-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Kei Leung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.