Sean Philip Alexander
白影子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sean Philip Alexander (白影子), a licensed Responsible Officer with CE reference AHA619. Currently licensed at 1 firm(s): Arete Research Asia Limited. Active regulated activities: Type 4 - Advising on securities. This person has 18.5 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arete Research Asia Limited | RO | Type 4 - Advising on securities | 2018-09-27 | present |
| Arete Research Asia Limited | Rep | Type 4 - Advising on securities | 2018-08-16 | 2018-09-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-03 | 2018-03-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-25 | 2012-11-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-09-22 | 2007-07-18 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-02-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-02-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-08 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Sean Philip Alexander during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Namhyung Kim | Arete Research Asia Limited | 2018–present |
| Richard Alan Kramer | Arete Research Asia Limited | 2018–present |
| Sze Yin Ho | Arete Research Asia Limited | 2018–2023 |
| Zixiao Yang | Arete Research Asia Limited | 2023–present |
| Zhexin Li | Arete Research Asia Limited | 2024–present |
| Shu-Wei Yang | Arete Research Asia Limited | 2019–2021 |