Alex Yiu Kwok Yip
葉耀國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Yiu Kwok Yip (葉耀國), a licensed former licensee with CE reference AGQ118. This person has 7.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2010-08-05 | 2011-02-01 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-09 | 2010-02-05 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2010-02-05 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-17 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Yiu Kwok Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.