Manish Bhatia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Manish Bhatia, a licensed Representative with CE reference AGL970. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-09-02 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-09-02 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-06-12 | 2008-09-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-13 | 2008-09-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-03-13 | 2008-09-01 |
| Hamon Asset Management Limited | RO | Type 4 - Advising on securities | 2005-05-18 | 2006-03-08 |
| PFP Capital Limited | RO | Type 4 - Advising on securities | 2005-05-18 | 2006-03-08 |
| Hamon Asset Management Limited | RO | Type 9 - Asset management | 2005-05-18 | 2006-03-08 |
| PFP Capital Limited | RO | Type 9 - Asset management | 2005-05-18 | 2006-03-08 |
| Hamon Asset Management Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-05-18 |
| PFP Capital Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-05-18 |
| Hamon Asset Management Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-10 |
| PFP Capital Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-10 |
| Hamon Asset Management Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-05-18 |
| PFP Capital Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-05-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Manish Bhatia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.