Wai Kui Yip
葉偉驅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kui Yip (葉偉驅), a licensed Responsible Officer with CE reference AGI948. Currently licensed at 1 firm(s): SIGNAL D SECURITIES LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SIGNAL D SECURITIES LIMITED 信有道證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-09-30 | present |
| SIGNAL D SECURITIES LIMITED 信有道證券有限公司 |
RO | Type 4 - Advising on securities | 2026-09-30 | present |
| SIGNAL D SECURITIES LIMITED 信有道證券有限公司 |
RO | Type 9 - Asset management | 2026-09-30 | present |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-17 | 2026-09-08 |
| Hantec Futures Limited 亨達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-06-17 | 2026-09-08 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-09 | 2021-04-30 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2021-04-30 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-10-29 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2021-04-30 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-04 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-29 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-04 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-04 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-29 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-04 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-04 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-04 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-04 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kui Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.