Wai Sen Tang
鄧慧珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sen Tang (鄧慧珊), a licensed former licensee with CE reference AGD027. This person has 5.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-11-11 | 2010-01-08 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-11-11 | 2010-01-08 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-08-17 | 2010-01-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-12-24 | 2005-07-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-12-24 | 2005-07-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-12-24 | 2005-07-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2004-12-24 | 2005-07-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2004-12-24 | 2005-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Sen Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.