Kwok Piu Lock
駱國標
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Piu Lock (駱國標), a licensed Responsible Officer with CE reference AFX265. Currently licensed at 1 firm(s): Shacom Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-31 | present |
| Shacom Securities Limited 上銀證券有限公司 |
RO | Type 4 - Advising on securities | 2019-01-31 | present |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2019-01-31 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-28 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-25 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Piu Lock during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.