Stephen Yau Lee Lau
劉有利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Yau Lee Lau (劉有利), a licensed former licensee with CE reference ACH984. This person has 10.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-01-17 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-28 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-25 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Yau Lee Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.