Chun Yip So

蘇振業
CE No. AFU932 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yip So (蘇振業), a licensed Representative with CE reference AFU932. Currently licensed at 2 firm(s): Core Pacific - Yamaichi International (H.K.) Limited, Core Pacific-Yamaichi Futures (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 22.5 years of SFC licence history. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 - Dealing in securities 2016-07-01 present
Core Pacific-Yamaichi Futures (H.K.) Limited
京華山一期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2005-03-24 present
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 - Dealing in securities 2005-01-31 2016-06-30
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 1 - Dealing in securities 2005-01-31 2016-06-30
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-12-25
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-12-25
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-12-25
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-12-25
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-12-25
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-12-25
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-12-25
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-12-25
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2003-12-25
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2003-12-25

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