Charles Tak Kwong Li
李德光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Tak Kwong Li (李德光), a licensed Responsible Officer with CE reference AFU611. Currently licensed at 1 firm(s): Pelican Financial Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 22.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pelican Financial Limited 百利勤金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-04-13 | present |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-11-07 | 2018-04-10 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 4 - Advising on securities | 2008-11-07 | 2018-04-10 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-11-07 | 2018-04-10 |
| Libertas Capital Asia Limited | RO | Type 1 - Dealing in securities | 2007-06-21 | 2008-07-01 |
| Libertas Capital Asia Limited | RO | Type 6 - Advising on corporate finance | 2007-06-21 | 2008-07-01 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-09-23 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2006-09-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Tak Kwong Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.