Carmen Lai Man Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Lai Man Ng (吳麗文), a licensed Responsible Officer with CE reference AFT874. Currently licensed at 1 firm(s): Redwood Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-12 | present |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-12-12 | present |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
RO | Type 9 - Asset management | 2019-12-12 | present |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-05-10 | 2019-03-11 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 9 - Asset management | 2018-05-10 | 2019-03-11 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-15 | 2019-03-11 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-11 | 2018-05-10 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-03-11 | 2018-05-10 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-06-13 | 2007-12-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carmen Lai Man Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.