Lung Lok Mak
麥龍樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lung Lok Mak (麥龍樂), a licensed Representative with CE reference AFS919. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 10.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2021-07-06 | present |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-23 | 2011-01-31 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-23 | 2011-01-31 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-08-27 | 2006-04-13 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-04-13 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-04-13 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-27 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-04-27 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lung Lok Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.