Catherine Ping Yen Yau
丘屏人
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Ping Yen Yau (丘屏人), a licensed former licensee with CE reference AFS877. This person has 9.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-28 | 2012-03-31 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-28 | 2012-03-31 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-11-01 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-08-15 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Catherine Ping Yen Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.