Siu Tong Koo
顧兆棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Tong Koo (顧兆棠), a licensed Representative with CE reference AFR558. Currently licensed at 1 firm(s): Westock Securities International (HK) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 15.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-13 | present |
| Supreme China Securities Limited 智華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-22 | 2022-09-21 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-10 | 2015-06-01 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-10 | 2015-06-01 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-09-05 | 2013-01-31 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-18 | 2013-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Tong Koo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.