Ivy Wai Yan Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Wai Yan Wong (黃慧茵), a licensed Representative with CE reference AFN228. Currently licensed at 2 firm(s): Cinda International Securities Limited, Cinda International Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.6 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | present |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-08 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-08 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-08 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-08 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-08 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ivy Wai Yan Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.