Toynbee Yan Yan Lau
劉恩恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toynbee Yan Yan Lau (劉恩恩), a licensed former licensee with CE reference AFM194. This person has 13.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-05 | 2017-05-26 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-05 | 2017-05-26 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-09 | 2016-06-14 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-12-09 | 2016-06-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-20 | 2013-12-04 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-20 | 2013-12-04 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-06 | 2013-12-04 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-06 | 2013-12-04 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-12-08 | 2010-12-18 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-29 | 2010-12-18 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-10 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Toynbee Yan Yan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.