Lei Ling Sau
蕭莉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Ling Sau (蕭莉玲), a licensed former licensee with CE reference AFL549. This person has 9.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2006-04-07 | 2012-03-19 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
RO | Type 4 - Advising on securities | 2005-06-09 | 2012-03-19 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2007-12-31 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-08-15 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lei Ling Sau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.