Siu Ming Lee
李小明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ming Lee (李小明), a licensed Representative with CE reference AFH445. Currently licensed at 1 firm(s): Natixis Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 14.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2022-08-22 | present |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2022-08-22 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-15 | 2016-02-17 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-05-15 | 2016-02-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-03 | 2008-06-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-03 | 2008-06-20 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-07-07 | 2006-05-19 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-11-12 | 2004-07-07 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-08-13 | 2003-10-22 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Ming Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yiu Kei Leung | BOCI Asia Limited | 2009–2016 |
| Andy To Chung Wai | BOCI Asia Limited | 2009–2016 |
| Yiqing Zhao | BOCI Asia Limited | 2009–2016 |
| Sarah Lai Wong | BOCI Asia Limited | 2009–2016 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2009–2016 |
| Fang Bian | BOCI Asia Limited | 2009–2016 |
| Joseph Kwok Wai Chan | BOCI Asia Limited | 2009–2016 |
| Ka Man Leung | BOCI Asia Limited | 2009–2016 |
| Tong Li | BOCI Asia Limited | 2009–2016 |
| Kin Man Lee | BOCI Asia Limited | 2009–2016 |
| Chi Kin Mak | BOCI Asia Limited | 2009–2016 |
| Rowena See Wai Ng | BOCI Asia Limited | 2009–2016 |
| Yuying Weng | BOCI Asia Limited | 2009–2016 |
| Zhen Zhang | BOCI Asia Limited | 2009–2016 |
| Michael Sin Yue Mak | BOCI Asia Limited | 2009–2016 |
| Pauline Wai Wah Lee | BOCI Asia Limited | 2009–2016 |
| Wai Yee Cammy Lam | BOCI Asia Limited | 2010–2016 |
| Huiyi Qu | BOCI Asia Limited | 2010–2015 |
| Tianxiao Yang | BOCI Asia Limited | 2010–2015 |
| Mario Altenburger | BOCI Asia Limited | 2010–2016 |