David Nicholas Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Nicholas Wong, a licensed Responsible Officer with CE reference AFF074. Currently licensed at 1 firm(s): AllianceBernstein Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 9 - Asset management | 2017-12-15 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-05 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-05 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | 2015-03-05 | 2017-12-15 |
| Janchor Partners Limited | Rep | Type 9 - Asset management | 2012-12-28 | 2014-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Nicholas Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.