Kit Sum Barbara Leung

梁潔沁
CE No. AFE501 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Sum Barbara Leung (梁潔沁), a licensed former licensee with CE reference AFE501. This person has 9.5 years of SFC licence history. Total licence records on file: 14.

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Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司		 Rep Type 1 - Dealing in securities 2015-05-04 2015-06-26
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2011-11-29 2012-12-29
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2010-09-08 2012-12-29
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2008-10-13 2012-12-29
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2008-10-13 2010-09-08
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 - Dealing in securities 2003-10-16 2008-05-20
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司		 Rep Type 1 - Dealing in securities Pre-2003 2008-05-20
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 - Dealing in futures contracts Pre-2003 2008-05-20
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司		 Rep Type 4 - Advising on securities Pre-2003 2003-10-10
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 5 - Advising on futures contracts Pre-2003 2003-10-10
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司		 Rep Type 6 - Advising on corporate finance Pre-2003 2003-10-10
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司		 Rep Type 7 - Providing automated trading services Pre-2003 2003-10-10
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司		 Rep Type 9 - Asset management Pre-2003 2003-10-10
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 9 - Asset management Pre-2003 2003-10-10

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