Snowy Sze Ling Tan
陳施霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Snowy Sze Ling Tan (陳施霖), a licensed former licensee with CE reference AFD553. This person has 9.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-18 | 2015-05-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-02-18 | 2015-05-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-02-18 | 2015-05-15 |
| Cypress Lane Capital Limited |
Rep | Type 9 - Asset management | 2009-07-21 | 2010-11-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-22 | 2008-08-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-03-22 | 2008-08-01 |
| Ritchie Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-07-19 | 2006-01-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2004-08-09 | 2005-06-02 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2004-08-09 | 2005-06-02 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Snowy Sze Ling Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Shafiq Amirali Karmali | Cypress Lane Capital Limited | 2009–2010 |
| Bill Man Biu Mui | Cypress Lane Capital Limited | 2009–2010 |
| Eugene Lien | Cypress Lane Capital Limited | 2009–2010 |
| Sang Won Chung | Cypress Lane Capital Limited | 2009–2010 |
| John Henry Mawicke | Ritchie Capital Management (Hong Kong) Limited | 2005–2006 |
| Julius Wang | Ritchie Capital Management (Hong Kong) Limited | 2005–2006 |
| Rayson Kun Kwok Chung | Ritchie Capital Management (Hong Kong) Limited | 2005–2006 |
| John Phillip Holmes | Ritchie Capital Management (Hong Kong) Limited | 2005–2006 |
| Thomas Vincent Demaio | Ritchie Capital Management (Hong Kong) Limited | 2005–2006 |