Chun Fai Anthony Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Fai Anthony Chan (陳縉輝), a licensed Responsible Officer with CE reference AFD303. Currently licensed at 2 firm(s): Avenue Asset Management Limited, Avenue Family Office Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.2 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Asset Management Limited 道信資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-04-10 | present |
| Avenue Asset Management Limited 道信資產管理有限公司 |
RO | Type 9 - Asset management | 2024-04-10 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-28 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 4 - Advising on securities | 2023-06-28 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 9 - Asset management | 2023-06-28 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-01 | 2023-06-28 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-01 | 2023-06-28 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 - Asset management | 2022-12-01 | 2023-06-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-25 | 2022-09-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-28 | 2010-11-17 |
| CES Forex (HK) Limited 光證外匯(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-10-26 | 2010-11-17 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-29 | 2010-11-17 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-03-29 | 2010-11-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-14 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-05-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-14 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-14 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-05-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-14 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-14 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-05-14 |
| Merrill Lynch Far East Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-05-14 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Fai Anthony Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.