Ping Yee Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Yee Tam (譚秉義), a licensed Representative with CE reference AFC647. Currently licensed at 2 firm(s): CNI Securities Group Limited, CNI Global Assets Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-08 | present |
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-12-08 | present |
| Ethk Funds Limited | Rep | Type 9 - Asset management | 2018-12-20 | 2022-11-30 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-05-17 | 2022-10-24 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-03 | 2022-11-30 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ping Yee Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tsan Ho Yeung | VC Brokerage Limited | 2004–2017 |
| Sau Pan Yu | VC Brokerage Limited | 2004–2022 |
| Kei Tat Lee | VC Futures Limited | 2008–2022 |
| Cecil Hau Man Cheng | VC Brokerage Limited | 2005–2019 |
| Ming Kwong Tse | VC Brokerage Limited | 2004–2020 |
| Man Kin Yeung | VC Brokerage Limited | 2007–2019 |
| Chi Wai Leung | VC Brokerage Limited | 2004–2022 |
| Wai Shan Wong | VC Futures Limited | 2005–2016 |
| Paddy Yiu Chung Leung | VC Brokerage Limited | 2004–2018 |
| Shofia Wo Ping Suen | VC Brokerage Limited | 2004–2018 |
| Tsz Hang Lee | VC Brokerage Limited | 2004–2014 |
| King Sau Au Yeung | VC Brokerage Limited | 2012–2022 |
| Zoe Wing Sze Kam | VC Brokerage Limited | 2004–2014 |
| Po Chu Lau | VC Brokerage Limited | 2004–2022 |
| Chi Ho Leung | VC Brokerage Limited | 2004–2022 |
| Joanna Shuk Yee Cheung | VC Brokerage Limited | 2004–2022 |
| Siu Lee Ching | VC Brokerage Limited | 2004–2022 |
| Thomas Kam Tong Leung | VC Brokerage Limited | 2004–2022 |
| Sammy Lam | VC Brokerage Limited | 2004–2022 |
| David Ngai | VC Brokerage Limited | 2004–2022 |