Amy Chan
陳安薇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Chan (陳安薇), a licensed former licensee with CE reference AEY768. This person has 9.1 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-24 | 2020-03-10 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-05-24 | 2020-03-10 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-30 | 2019-05-24 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-30 | 2019-05-24 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-31 | 2018-11-19 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-31 | 2018-11-19 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 - Dealing in securities | 2014-02-14 | 2018-08-14 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-02-14 | 2018-08-14 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-14 | 2014-02-14 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-14 | 2014-02-14 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 - Dealing in securities | 2012-06-15 | 2013-11-07 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-08 | 2012-06-15 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-24 | 2012-05-02 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-02-07 | 2012-04-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-28 | 2012-02-07 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-17 | 2011-11-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Amy Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.