Hon Kuen Kwok
郭漢權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Kuen Kwok (郭漢權), a licensed former licensee with CE reference AER962. This person has 16.7 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-30 | 2024-04-19 |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 4 - Advising on securities | 2020-06-23 | 2024-04-19 |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 9 - Asset management | 2020-06-23 | 2024-04-19 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-15 | 2020-05-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-31 | 2020-05-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-03-31 | 2020-05-29 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-03-31 | 2020-05-29 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-08 | 2012-07-13 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 - Asset management | 2009-01-21 | 2012-07-13 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-25 | 2012-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hon Kuen Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.