Chun Guo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Guo (郭純), a licensed Representative with CE reference AEN591. Currently licensed at 2 firm(s): Topaz Financial Group Limited, Topaz Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2026-04-22 | present |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 - Asset management | 2026-04-22 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
RO | Type 4 - Advising on securities | 2025-07-30 | 2025-10-31 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
RO | Type 9 - Asset management | 2025-07-30 | 2025-10-31 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-07 | 2025-07-30 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 - Asset management | 2025-07-07 | 2025-07-30 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2022-06-07 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2022-06-07 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2022-06-07 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-23 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2022-06-07 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-05-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.