Kwai Sheung Lee
李桂嫦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Sheung Lee (李桂嫦), a licensed Responsible Officer with CE reference AEL274. Currently licensed at 1 firm(s): YF Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.6 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-23 | present |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2019-05-23 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwai Sheung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.