He Shin Randall Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for He Shin Randall Kim, a licensed former licensee with CE reference AEK389. This person has 7.8 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 1 - Dealing in securities | 2010-03-03 | 2011-05-19 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 6 - Advising on corporate finance | 2010-03-03 | 2011-05-19 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 - Dealing in securities | 2004-10-15 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-07 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-07 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-08-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as He Shin Randall Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.