Christopher David Appleton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher David Appleton ( ), CE reference ABH038. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Value Investment Limited 中國價值投資有限公司 |
RO | Type 9 — Asset management | 2010-08-23 | 2010-09-10 |
| China Value Investment Limited 中國價值投資有限公司 |
Rep | Type 9 — Asset management | 2010-06-30 | 2010-08-23 |
| Faye Capital Limited | RO | Type 9 — Asset management | 2008-01-24 | 2009-12-31 |
| Faye Capital Limited | RO | Type 4 — Advising on securities | 2007-01-16 | 2009-12-31 |
| Geomatrix (H.K.) Limited 世確(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-31 | 2007-01-12 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 4 — Advising on securities | 2003-11-24 | 2005-06-15 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 1 — Dealing in securities | present | 2005-06-15 |