Roestam Effendi Bin Bachtiar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roestam Effendi Bin Bachtiar, a licensed Responsible Officer with CE reference AEK135. Currently licensed at 2 firm(s): HSBC Securities Brokers (Asia) Limited, HSBC Broking Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 18.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2026-07-14 | present |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-04-26 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-16 | 2026-07-14 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-01 | 2016-04-26 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 - Dealing in futures contracts | 2010-01-21 | 2012-03-23 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-10-15 | 2009-05-25 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-15 | 2009-05-25 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-10-15 | 2009-05-25 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-16 | 2009-05-25 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-02-16 | 2009-05-25 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-02-16 | 2009-05-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roestam Effendi Bin Bachtiar during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.