Marco Thomas Roccia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marco Thomas Roccia ( ), a licensed former licensee with CE reference AEJ362. This person has 0.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Old Peak Limited |
Rep | Type 4 - Advising on securities | 2006-09-29 | 2007-03-12 |
| Old Peak Limited |
Rep | Type 5 - Advising on futures contracts | 2006-09-29 | 2007-03-12 |
| Old Peak Limited |
Rep | Type 9 - Asset management | 2006-09-29 | 2007-03-12 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Marco Thomas Roccia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ming Sun Wan | Old Peak Limited | 2006–2007 |
| Vui Ling Leong | Old Peak Limited | 2006–2007 |
| Terence Luk | Old Peak Limited | 2006–2007 |
| Alan Keith Wightman | Old Peak Limited | 2006–2007 |
| Todd David Zwaanstra | Old Peak Limited | 2006–2007 |
| Vanessa Yuk Yee Lam | Old Peak Limited | 2006–2007 |
| Jonathon Jarrod Lawless | Old Peak Limited | 2006–2007 |
| Michael William Moore | Old Peak Limited | 2006 |