Kyung Duk Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kyung Duk Kim, a licensed Representative with CE reference AEI617. Currently licensed at 1 firm(s): Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 14.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-02-05 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-02-05 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-02-05 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-06-09 | 2015-06-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-06-09 | 2015-06-15 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-06-09 | 2015-06-15 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-30 | 2008-04-18 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-06-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-01 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Kyung Duk Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yong Kook Kim | Samsung Securities (Asia) Limited | 2004–2008 |
| Joon Bae | Samsung Securities (Asia) Limited | 2005–2007 |
| Sup Min Byun | Samsung Securities (Asia) Limited | 2004–2008 |
| Joo Sang Rhee | Samsung Securities (Asia) Limited | 2004–2008 |
| Kyung Seon Choi | Samsung Securities (Asia) Limited | 2004–2008 |
| Dong Jin Lee | Samsung Securities (Asia) Limited | 2006–2008 |
| Je Yong Lee | Samsung Securities (Asia) Limited | 2004–2006 |
| Myung Won Lee | Samsung Securities (Asia) Limited | 2004 |