Dixon Tit Chu Poon
潘鐵柱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dixon Tit Chu Poon (潘鐵柱), a licensed former licensee with CE reference AEI207. This person has 19.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GOHO International Asset Management Limited 國厚國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-07-28 | 2023-08-11 |
| GOHO International Asset Management Limited 國厚國際資產管理有限公司 |
RO | Type 9 - Asset management | 2020-07-28 | 2023-08-11 |
| KuCoin Commodity Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2019-11-22 | 2020-01-21 |
| KuCoin HK Limited | RO | Type 1 - Dealing in securities | 2019-08-19 | 2020-01-21 |
| KuCoin HK Limited | Rep | Type 1 - Dealing in securities | 2019-07-15 | 2019-08-19 |
| Yieldful Securities Limited 耀豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-17 | 2019-01-11 |
| Jimei Securities Limited 集美證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-09-30 | 2017-03-27 |
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-22 | 2013-09-30 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2013-08-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2013-08-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-30 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-03-03 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-30 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-03 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dixon Tit Chu Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.