Henry Shun Fu Yip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Shun Fu Yip (葉迅虎), a licensed Responsible Officer with CE reference AEI069. Currently licensed at 1 firm(s): CITIC Securities International Global Markets Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 20.6 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-01-22 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-14 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 4 - Advising on securities | 2021-09-14 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-06-23 | 2026-01-22 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-09 | 2021-09-14 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-09 | 2021-09-14 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-04-28 | 2021-05-14 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2015-04-28 | 2021-05-14 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-14 | 2015-04-28 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-14 | 2015-04-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-12-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Henry Shun Fu Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.