Ka Ki Lee
李家驥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ki Lee (李家驥), a licensed former licensee with CE reference AEH405. This person has 14.6 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-11 | 2018-01-08 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-30 | 2012-05-31 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-03-06 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-03 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-03 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ki Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.