Upton Pui Cheong Chik
戚培昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Upton Pui Cheong Chik (戚培昌), a licensed former licensee with CE reference AEF322. This person has 11.6 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-14 | 2018-09-21 |
| TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-14 | 2018-09-21 |
| Bluestone Securities (HK) Co., Limited 青石證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-17 | 2016-08-18 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-27 | 2016-08-07 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-24 | 2016-06-08 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-09-24 | 2016-06-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-26 | 2008-08-16 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-26 | 2008-08-16 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-02-26 | 2008-08-16 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-20 | 2008-02-18 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-01-20 | 2008-02-18 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-12 | 2005-06-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-03 | 2004-07-27 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-05-03 | 2004-07-27 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-25 | 2004-04-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Upton Pui Cheong Chik during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tek Kong Cheong | Chief Commodities Limited | 2008–2016 |
| Lim Pong Kwan | Chief Commodities Limited | 2008–2016 |
| Wing Wo Ho | Chief Commodities Limited | 2008–2016 |
| Haiya Ye | Chief Commodities Limited | 2008–2016 |
| Man Chung Chan | Chief Commodities Limited | 2008–2016 |
| Sai Wai Choi | Chief Commodities Limited | 2008–2016 |
| Kwok Kuen Ng | Chief Commodities Limited | 2008–2016 |
| Sau Kwan Kwok | Chief Commodities Limited | 2008–2016 |
| Tak Hung Chiu | Chief Commodities Limited | 2008–2016 |
| Tsan Yu Chan | Chief Commodities Limited | 2008–2016 |
| Yuen Ching Chan | Chief Commodities Limited | 2008–2016 |
| Yunfei He | Chief Commodities Limited | 2008–2016 |
| Ka On Kwok | Chief Commodities Limited | 2008–2016 |
| King Leung Yu | Chief Commodities Limited | 2008–2016 |
| Ming Luo | Chief Commodities Limited | 2008–2016 |
| Shu Sing Wong | Chief Commodities Limited | 2008–2016 |
| Weng Nin Chu | Chief Commodities Limited | 2009–2016 |
| Jian Zhao | Chief Commodities Limited | 2009–2016 |
| Yi Hu | Chief Commodities Limited | 2008–2015 |
| Hin Cheong Wu | Chief Commodities Limited | 2009–2016 |