Kingston King Ham Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kingston King Ham Lin (連敬涵), a licensed Responsible Officer with CE reference AEF252. Currently licensed at 1 firm(s): CNO Capital (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.8 years of SFC licence history. Total licence records on file: 41.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNO Capital (Hong Kong) Limited 中海資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-04-08 | present |
| CNO Capital (Hong Kong) Limited 中海資本(香港)有限公司 |
RO | Type 9 - Asset management | 2026-04-08 | present |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-07 | 2024-01-31 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 9 - Asset management | 2023-09-07 | 2024-01-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-23 | 2022-11-21 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-23 | 2022-11-21 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-06 | 2022-05-19 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 4 - Advising on securities | 2019-08-06 | 2022-05-19 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 9 - Asset management | 2019-08-06 | 2022-05-19 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-24 | 2019-08-06 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-24 | 2019-08-06 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 9 - Asset management | 2019-06-24 | 2019-08-06 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 4 - Advising on securities | 2019-02-14 | 2019-05-22 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-23 | 2019-05-22 |
| Ethk Funds Limited | RO | Type 9 - Asset management | 2018-10-23 | 2019-05-22 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-12 | 2018-10-23 |
| Original Group Securities Limited 原創集團證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-15 | 2018-09-18 |
| orientiert International Markets Limited | RO | Type 1 - Dealing in securities | 2016-08-30 | 2016-10-05 |
| orientiert International Markets Limited | RO | Type 4 - Advising on securities | 2016-08-30 | 2016-10-05 |
| orientiert International Markets Limited | RO | Type 9 - Asset management | 2016-08-30 | 2016-10-05 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-04 | 2016-10-05 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 - Advising on securities | 2015-04-23 | 2016-10-05 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 - Asset management | 2015-04-23 | 2016-10-05 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-16 | 2016-02-04 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-16 | 2015-04-23 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2015-04-16 | 2015-04-23 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
RO | Type 9 - Asset management | 2013-10-29 | 2015-04-01 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-07-10 | 2013-10-29 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 4 - Advising on securities | 2011-03-30 | 2015-04-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-08 | 2015-04-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-08 | 2011-03-30 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-21 | 2011-02-28 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-21 | 2011-02-28 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-07-21 | 2011-01-13 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 9 - Asset management | 2008-08-07 | 2009-07-11 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-07-11 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2009-07-11 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2009-07-11 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-06-09 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kingston King Ham Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.