Fan Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fan Yu (于凡), a licensed Responsible Officer with CE reference AEE377. Currently licensed at 1 firm(s): Ally Bridge Group (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-10-09 | present |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-10-09 | present |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
RO | Type 9 - Asset management | 2015-07-09 | present |
| Themes Investment Management Limited 甲子投資管理有限公司 |
RO | Type 9 - Asset management | 2010-06-10 | 2015-07-09 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-07-26 | 2009-06-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-05-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-05-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fan Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.