Paul Wai Tsun Lai
賴維津
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Wai Tsun Lai (賴維津), a licensed former licensee with CE reference AED148. This person has 4.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-22 | 2012-04-26 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-22 | 2012-04-26 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-09 | 2009-12-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-01 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-01 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-07-01 |