Tsu-Wei Yang
楊祖威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsu-Wei Yang (楊祖威), a licensed former licensee with CE reference AEB508. This person has 8.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Vision Asset Management Limited 新盛資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-08-02 | 2023-07-04 |
| Ascent Financial Partners Limited 安昇金融有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-04 | 2022-11-14 |
| Ascent Financial Partners Limited 安昇金融有限公司 |
RO | Type 4 - Advising on securities | 2020-08-04 | 2023-07-04 |
| Prive Financial Limited | RO | Type 1 - Dealing in securities | 2017-01-09 | 2020-07-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-31 | 2013-07-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-03 | 2013-07-24 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-08-03 | 2013-07-24 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsu-Wei Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Charles Teng-Iao Wong | Prive Financial Limited | 2017–2020 |
| Julian Moritz Schillinger | Prive Financial Limited | 2017–2020 |
| Rong Lu | Ascent Financial Partners Limited | 2020–2023 |
| Wenjie Li | Ascent Financial Partners Limited | 2021–2023 |
| Dongli Zheng | Ascent Financial Partners Limited | 2022–2023 |
| Baiwen Gao | Prive Financial Limited | 2019–2020 |
| Xiaoqin Kong | New Vision Asset Management Limited | 2022–2023 |
| Yuxiang Lu | New Vision Asset Management Limited | 2022–2023 |
| Jing Zhang | New Vision Asset Management Limited | 2022–2023 |
| Rongrong Wang | Prive Financial Limited | 2017–2018 |
| Kenneth Chuan Wang | New Vision Asset Management Limited | 2022–2023 |
| Neelpesh Shingadia | Prive Financial Limited | 2017 |
| Xiaolong Xu | Prive Financial Limited | 2018 |
| Jarl Christian Smidt-Olsen | Prive Financial Limited | 2017 |